Industry

A look at the new opportunities and restrictions that emerged over the course of the year, with an eye toward what clients can do before Dec. 31.

“It will help them cope with some of the new burdens that the fiduciary requirement will impose on firms,” an industry analyst says.

New capital from outsiders is adding $50 million to the RIA's war chest.

Automated investing platforms are making it tougher to charge for some financial advice, says Tiburon Strategic Advisors.

Beacon Pointe’s latest deal puts the wealth manager over the $2B AUM milestone, and it’s eyeing new markets.

The executive will oversee the delivery of advice and services for many of the firm's most prominent client families.

The firm's newest recruits have been in the business for two decades.

Fair and equitable can mean different things to different people, as Lise Robinson now knows from personal experience.

Only 2% of clients refer someone because their adviser asked. Instead, word-of-mouth is the best strategy, and digital marketing is one way to get it.

One last look at this year's elite young advisers. Plus, details on when the new campaign begins.