Industry

Raymond James CEO Paul Reilly says firms face higher compliance costs under the rule.

Client assets also rose 3% at the fast-growing firm, which reported quarterly earnings on Wednesday.

Cetera is the "best answer" for future growth, says Empire Asset Management Group.

Firms' cyber defenses are in SEC's crosshairs, and the commission is looking to tap an outside group to help police the RIA sector.

Voices: Even independent advisors have some adjustments to make. Here are some of the most important, according to managing director of TD Ameritrade Institutional.

Advisors should report their performance in a way that articulates value and proves they are worth the expense, says Dynasty Partners CIO Scott Welch.

The new recruits joined the firm from Morgan Stanley, where they previously generated almost $1 million in annual revenue, according to Raymond James.

Advisors can get a helpful best-practices checklist, which may also help build client relationships, from the Institute for the Fiduciary Standard.

Why can’t your RIA operations be as beautifully integrated as the functions on your mobile?

Advisors from Morgan Stanley and UBS leave to join Merrill.