Industry

Alliance of Comprehensive Planners hopes to boost name recognition and increase membership by rebranding itself for the second time in two years.

Voices: For smaller B-Ds, there will likely be an added cost of obtaining an unbiased assessment of the consistency, accuracy and suitability of their robo tools.

The wirehouse landed another recruit, who had about $500 million in client assets, from its deal to hire Credit Suisse advisors who specialize in Latin American clients.

Royal Alliance, SagePoint Financial and FSC Securities "willfully violated" securities law and breached their fiduciary duties to clients, the commission says.

The new retirement platform will support advisors who are transitioning to the fiduciary model.

Advise your clients to “auto-pilot” their retirement savings for needs in their golden years; plus thinking your clients are spending less after retirement, think again.

Voices: Advisors may regret delaying their preparation for the new regulation.

Serving the ultra wealthy is not all it's cracked up to be, advisors find.

Advise clients to maximize the contributions to their IRA, 401(k) and other plans; plus, will a 401(k) keep clients from contributing to a Roth IRA?

Wells Fargo team now operates independently as ClearTrack Financial Advisors, with securities offered through Raymond James