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Advisors can assist their aging clients having a hard time keeping a family-run business in the family.
November 17 -
In one of the largest moves, the wirehouse picked up a team from Credit Suisse that generated $6.4 million in annual revenue and oversaw $610 million in client assets.
November 17 -
Huntington Bancshares in Columbus, Ohio, has agreed to sell its fund-servicing business, Huntington Asset Services, to Ultimus Fund Solutions, a provider of back-office and other services for small and midsize advisers.
November 17 -
The firm said it landed the mega team from Merrill Lynch, marking it the largest recruiting move in Raymond James' history.
November 16 -
Four advisors made the switch from Wells Fargo's independent broker-dealer to Raymond James Financial Services.
November 16 -
Whenever markets drop, clients start clamoring to hold gold in their IRAs. Heres what to tell them.
November 16 -
The former wirehouse advisors have opened an RIA with the help of Focus Financial Partners.
November 16 -
Vanguard, the worlds largest mutual fund company, said two long-time managers of the firms funds, Lucius T. Hill and Karl E. Bandtel, will retire next June.
November 16 -
The independent firm affiliated with Raymond James picks up two recruits who made the jump in separate moves from Oppenheimer.
November 16 -
The recruits have launched independent practices and joined existing teams with FiNet.
November 13




