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What advisors should know about setting up an independent practice.
February 19
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The three-advisor team generated more than $2 million in annual revenue before making the move.
February 19 -
While regulatory costs pulled-down full-year profits, the giant IBD seemed to turn a page at year end with a 9.8% spike in fourth-quarter earnings.
February 19 -
The advisors collectively managed nearly $2 billion in assets.
February 19 -
The robo advisor plans to add 90 to 120 new employees and add resources to Betterment Institutional, which already works with 90 advisory firms.
February 19
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A U.S. probe into how Morgan Stanley client information ended up for sale on the Internet is examining whether a financial advisor was targeted by hackers after he took data from the bank, two people briefed on the inquiry said.
February 19 -
A wealth manager, with $65 million in client assets before he left the regional broker-dealer, joined an independent firm affiliated with SagePoint Financial.
February 18
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The board left his salary unchanged at $1.5 million and he received no cash bonus, a person with knowledge of the decisions said.
February 18 -
Two former UBS advisors with over $120 million in client assets have signed on with Aegis Capital Group, an independent broker-dealer and RIA.
February 18 -
Regional broker-dealer Wunderlich Securities recruited two wirehouse advisors.
February 17
