Industry

Two advisors left Barclays to join regional bank First Republic.

The top regulator of mutual funds, private equity and hedge funds at the U.S. Securities and Exchange Commission will step down later this month.

The seven-member group left Morgan Stanley to join Wells Fargo.

Raymond James lured away a Morgan Stanley advisor managing more than $85 million in client assets.

Client assets top $2 trillion, although representative head count is down 2.3% on the year.

Seth Barnes was promoted to oversee 10 branch offices at the wirehouse.

Jones' football prospects are certainly bright. But what about his hoped-for career as a financial advisor?

Two advisors left Wells Fargo to join Stifel.

The deal to buy the accounting firm was directly influenced by the increasing commoditization of investment management.

Landing a leadership role in the financial industry takes years of experience and an impressive resume. But it also takes poise, polish and the ability to captivate a room. Think of it as stage presence for the business world.