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Waddell & Reed picked up an advisor from rival Edward Jones.
October 15 -
Bank of America said wealth management profits were up 13% year-over-year and reported an increase in its advisor ranks. The company reported that profits for its Global Wealth & Investment Management division, or GWIM, which includes Merrill Lynch and U.S. Trust, increased to $813 million for the third quarter from $720 million a year ago.
October 15 -
Assets under management among SEC-registered advisors increased 12.6% in 2014 to $61.7 trillion in April, according to an industry report.
October 15 -
In tapping a discharged LPL broker, broker-dealer Wunderlich Securities could face 'reputational risk' and legal headaches, observers say.
October 15 -
Wealth management advisory work has evolved from the retail brokerage days of the 1980s, when advisors were considered salespeople.
October 14 -
Wells Fargo said that third quarter net income for its wealth management division rose 22% year-over-year.
October 14 -
Female advisors from Raymond James' Private Client Group got a mix of planning tips, technology tricks, strategic advice and female empowerment.
October 14 -
Aequitas Capital is hoping to woo advisors with an unusual but potentially potent pitch: its expertise in alternative investments.
October 14 -
From stolen cell phones to email scammers and hackers, advisors face numerous threats to the security of sensitive client data. Here are a few simple ways advisors can avoid getting hacked.
October 10 -
A Morgan Stanley advisor duo with $213 million in AUM has left the wirehouse to join RBC Wealth Management.
October 10
