Portfolio

The firm invested the widow's money in oil and gas securities, real estate investment trusts and other investments that did not square with her conservative risk profile, her lawyer argued.

Come forward now or face penalties later, the regulator is warning advisors who failed to disclose conflicts of interest around high-cost mutual fund share classes.

A partnership could extend a firm's reach, while ethical investing portfolios offer clients more options.

Don’t worry about technology replacing advisors. On the contrary, use it to help fix the advisor shortage.

Mark Mobius will step down after more than three decades with the firm.

Thanks to differentiated bets on stocks, equity mutual funds beat benchmarks across the board.

Underlying strategies make them more tax-efficient than actively managed mutual funds, an expert says.

After stellar performance in a hectic decade, advisors home in on these funds.

Younger investors may see the market's swing as just another fluctuation in the market, while assuming that time is on their side. Older investors, on the other hand, may be far more stressed.

The firm's aggregation model yields two RIA deals in two weeks.