Portfolio

Asking clinical expertise before investing in complex products is a must for Henrik Rhenman, who manages the $500 million fund.

These products haven’t suffered the same fate as other active portfolios because they offer something that isn’t easy to automate.

Advisor Bryan Kuderna learned valuable lessons about finding clients from the popular film and his local chamber of commerce.

A high-yield corporate debt fund offering from the bank.

At least 16 advisers have shuttled between the wirehouse firms so far this year.

Here’s how to decide whether your client should select the traditional or Roth IRA to put away for retirement and boost their savings.

Some questions were as relatively complex as the time-value of money; others were a simple as life expectancy. Answers were poor on all of them.

Now, the managers of the Titan Opportunities Fund want to step up their bets by raising as much as $175 million.

Each plan has pros and cons: Clients who own a Roth IRA for at least 5 years are entitled to penalty-free withdrawals for education expenses, but they'll owe income taxes on those earnings.

The ex-Morgan Stanley advisers say their niche practice, which is geared toward women and divorcees, will be better supported by Raymond James' platform.