Portfolio

Only about a third of advisors have an asset-transfer plan in place, according to research.

There are 148 ETFs focused on dividends. We looked at the eight cheapest, and then whittled even further.

The wirehouse's traders and salespersons misled and overcharged clients with regard to the securities, the regulator charges.

The program will give CPAs a new way to gain the institute's PFS credential — as well as provide other educational opportunities for non-CPAs.

Morningstar’s annual study reveals how investors are catching up to funds by making better-timed trades.

Advisor exodus from beleaguered firm shows no sign of abating in 2018

Clients have the luxury of focusing on returns, but advisors need to add “risk adjusted” to their vocabulary.

Changes to the tone of forward guidance will add uncertainty to market expectations.

Since 2008, advisors are looking beyond the percentage of equities or bonds in a client’s portfolio.

Passive funds attracting record assets, but Morningstar analyst warns advisors to take a close look.