Practice

Driving the adoption of data aggregation is the efficiency in automating the process of creating a complete, inclusive, holistic view of a client’s total financial position.

The regulator puts industry on notice that examiners will be looking for "visible actions" firms have taken to establish a client-first culture..

Client who postpone planning need to specify their fears, hopes and aspirations; Plus, helping clients avoid a 401(k) hit.

In order to gain the most referrals, it is no longer enough to just cultivate a niche.

The former rep allegedly stole more than $26,000 from four bank customers by making unauthorized ATM withdrawals from their accounts.

The funded status of the nation’s largest corporate defined benefit plans ended just as it did in 2014, due in large part to a rise in interest rates that were offset by a weak global stock market.

The government's myRA plan isn't enough to fix the retirement system, says an economics professor; Plus, Social Security options for single seniors.

Here's what industry insiders and elite members of the Top 40 Under 40 say it takes to make it to the top.

As a generalist, advisor Jim Marquardt avoids cultivating a niche and reaps referrals in the process.

Chicago-based NextCapital announced a $16 million funding deal in mid-December that includes support from Manulife and AllianceBernstein. It had already found investors in 2014 from Russell Investments and Transamerica Ventures Fund.