Practice

At 80 million strong, Generation Y represents a bigger opportunity than their Boomer parents for planners. But members of this generation neither think nor behave like their elders, according to a new white paper.

JHS Capital Advisors opens a new office with Mark Hennings as Branch Manager and advisor

The Financial Industry Regulatory Authority has fined Merrill Lynch $500,000 for failing to file or promptly file certain required disclosures that the independent regulator argues resulted in hidden investment risks and possible harm to investors.

INDIANAPOLIS-The husband and wife team had lots of experience. They had worked at large mutual fund shops, then struck out on their own.

Known for its cutting edge use of technology, Putnam Investments released a new technology-focused blog specifically for financial advisors on Monday.

Growth is essential to the advisory industry, but not all growth is good. Rather than letting growth take advantage of you, it is time to strive for sustainability.

While legal experts still question the suit now taken up by Michigan, Oklahoma and South Carolina, their participation helps to build momentum in the legal fight over Dodd-Frank.

The firm has poached two industry veterans from HSBC and Barclays as it looks to expand.

Total estimated inflows to long-term mutual funds were $6.12 billion for the week ended Wednesday, September 12, according to data from the Investment Company Institute.

The U.S. Department of Labor's new regulations on 401(k) fee disclosures will serve as a wake-up call to plan sponsors and participants alike, once they stop hitting the snooze alarm, that is.