Practice

Kasina’s annual top 10 listing touts timely tools and portability of information as key factors for advisors.

The new rules permit mutual funds to earn income from commodities.

Barclays has been expanding its U.S. wealth management operations slowly and selectively, but Tuesday added executives from UBS, JPMorgan Chase and other firms.

The House Wednesday passed the Regulated Investment Company Modernization Act, which updates mutual fund tax regulations for the first time in more than 20 years.

According to a survey, employees want companies to take a more proactive hand in helping them save, which could help advisors gather more assets.

As a bipartisan commission figures out ways to reduce the deficit, it makes no political sense to touch the government insurance program.

Following a difficult August, confidence among millionaire investors saw its largest increase in more than a year.

At least two lenders — Popular and Huntington Bancshares — and possibly a third, U.S. Bancorp, are planning to cope with the high cost of regulation a different way.

FINRA is proposing all-public arbitration panels in a rule it’s filing with the Securities and Exchange Commission next month, following a two-year pilot program.

Putting advisors’ fate in the hands of non-industry participants is dangerous, some argue, while others say the process should be scrapped altogether.