Practice

The SEC announced Monday the appointment of John Ramsay as the new deputy director in the division of Trading and Markets.

The Securities and Exchange Commission announced Monday the appointment of John Ramsay as the regulator’s new deputy director in the Division of Trading and Markets.

In its ongoing effort to expand its middle-market defined contribution and defined benefit business, The Hartford has hired Denise Diana as VP, retirement plans mid-market.

Kohn, 67, will become a senior fellow at Brookings in mid-September.

Government’s effort to boost retirement savings could overburden small employers.

A bill before Congress seeking to increase retirement savings among workers will unnecessarily overburden small employers, according to a new report from Aite Group.

While it's clear that tighter rules for securitization are on their way, varying approaches to the issue by different agencies are making bankers and issuers uneasy.

So for UBS, the worst is over because the IRS is ending its case against the firm and only a data dump remains. But what's next?

Fund managers and other experts say that target-date funds need to increase the amount of information they provide investors to understand their investment risk. But they don’t want the Securities and Exchange Commission to change the way the funds are named.

Investment funds, lawmakers and other fund experts say that target-date funds need to increase the amount of information they provide investors to understand their investment risk. But they don’t want the Securities and Exchange Commission to change the way the funds are named.