Practice

Titan Global Capital Management was charged with using misleading metrics in its advertising for more than a year.

The ESOP Group joined the regional firm's Atlanta branch.

Reducing financial stress can drive employee engagement and productivity.

The move comes as LPL boasts hefty profit gains in earnings and Kestra struggles with debt.

A sale of the business bought four years ago would undo another part of CEO David Solomon's ill-fated move into managing money for a wider array of clients.

It's not about working longer hours, living in an urban area or being older.

A new iCapital study looks at the pain points and opportunities presented by weaving alts into client portfolios as individual access increases.

James Tuminello argues in court documents that he only reached out to clients he formed with relationships before joining the large wirehouse.

Clients — and financial advisors — should ask these three questions when asked to divulge their Social Security number.

Advisors who want to close the racial wealth gap must encourage Black and Hispanic clients to have estate plans, a new research brief says.