Practice

Lumiant brought on a former Envestnet exec to lead the fintech company that wants to help advisors strengthen client relationships by engaging family members often overlooked by planners.

With recent cases as teachable moments on what not to do, two of the top cops on the wealth management beat offer lessons to the industry.

Proposed regulations provide the best window into the IRS’s current thinking on a variety of issues to date.

Many advisors cite “improving client service” as the catalyst for a move — but knowing what the real impact will be is critical.

Our annual analysis of core compensation components at wirehouses, regional and national BDs.

The largest brokerages are looking to stabilize and simplify as the desire to avoid “rocking the boat” increases.

The long awaited fintech conference returned with a slate of new tools designed to improve life and work for advisors.

Growing savings more rapidly and maximizing employer matching contributions are among the reasons to favor pretax contributions.

Older, wealthier customers are eager for more digital interactions, according to a study, and are increasingly ready to switch firms to obtain these and other services.

Hip-hop icons and industry thought leaders will collide in California during the wealth management festival that's looking to buck the status quo.