Most young and mass market clients still turn to traditional firms, but a shift toward app-based accounts is under way, according to Broadridge data.

It’s a significant pivot for the robo advisor, which has historically advocated passive, ETF-driven investing.

Advisor Group, Raymond James, LPL, New York Life, Stone Point Capital, and other news and moves of the week in the financial advice world.

It’s time to revisit your firm’s protocols to ensure they make sense given widespread tech adoption during the pandemic, writes Wes Stillman.

In the annual rankings, retail brokerages struggled to keep up with surging investor demand.

The TIFIN group owns 10 companies building software for individual aspects of the wealth and asset management industry.

The all-virtual event for senior wealth management executives takes place on May 12 and 13.

The founder of advisor consulting service Level Best answered FP’s queries about the best and worst practices in wealth management. 

Axos Financial, which has $14.4 billion across business lines, will gain $23 billion in new assets from 200 RIAs.

An interactive dialogue with Founder and CEO of NorthOne on the fintech industry, the growing needs of challenger banks, and the future of SMB banking.

In partnership with Prime Trust, advisors can now custody, trade and rebalance digital asset holdings alongside traditional portfolios.

The largest U.S. cryptocurrency exchange, is set to debut through a direct listing.

Non fungible tokens aren’t vaporware, nor are they tulips — they’re blockchain’s promise, realized, writes Gregg Schoenberg.

New flows to traditional fixed income investments remain strong, according to Cerulli Associates data.

Harvest’s micro-saving and investing technology is designed to turn spenders into savers, and eventually into investors.

"Think of the ideal FA as having the head of a capitalist and the heart of a social worker," writes Ally Invest president Lule Demmissie.

The data aggregator, whose planned merger with Visa was called off in January, intends to use the funds to accelerate its global expansion.

The funding round will be led by Altimeter Capital, according to people familiar with the matter.

The company, which provides workplace investing programs to banks, is giving employees a say in some decisions and working with partners to recruit women and people of color.

Top executives from the 49 companies that earned a spot in this year's ranking of the Best Fintechs to Work For cite the need for nimble shifts in business strategy, leadership style and recruiting tactics among the lessons they took away from the challenges of the coronavirus crisis.