More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
-
As it and other critics pursue a coordinated legal strategy, a trade group for independent insurance agents requested an injunction to put the regulation on hold.
May 3 -
Jeffery Mayger is a cybersecurity consultant with industry engagements including utilities, oil/gas, defense and financial services organizations. He has over 20 years of experience and has held senior leadership positions including Chief Information Security Officer (CISO) for global mining company Sibelco. His Information Security background includes designations as Certified Information Security Professional (CISSP), Certified SCADA Security Architect (CSSA), and Payment Card Industry Professional (PCIP).
May 2 -
Nearly one out of three advisors at independent broker-dealers has thought about going solo in the past year, a new survey finds.
May 2 -
Raymond James' outgoing CEO Paul Reilly and incoming CEO Paul Shoukry talk on their long-term strategy that led to growth, challenges ahead with PE buyouts and an $800M technology budget.
May 2 -
Chris Andrew is a counter fraud subject matter expert at Mind Foundry. He brings over 20 years of financial services experience delivering AI and analytics-based solutions in fraud, financial crime and automation across the insurance and banking industries. Chris works with insurance clients to deliver state-of-the-art AI solutions that help tackle high-stakes problems, focusing on human outcomes and the long-term impact of AI interventions.
May 2 -
Virág Blazsek is a lecturer in commercial, corporate and banking law, University of Leeds School of Law, Leeds, United Kingdom.
May 2 -
The Internal Revenue Service is looking at improvements in services and technology for both taxpayers and tax professionals.
May 2 -
The general categories represent a starting point for RIAs that may be trying to figure out how they fit into a buyer's long-term plans, a Datos Insights study says.
May 2 -
The banking giant has already settled two other similar disputes with regulators.
May 2 -
As investors try to lock in high yields, actively managed bond funds are making an unexpected comeback.
May 2