More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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A new SE-AWMA designation has added a ninth module or standalone class for professionals working with high net worth clients.
June 30
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Some of the wirehouse's advisors marketed and sold a complex options trading vehicle without adequately understanding its risks, according to the regulator.
June 30
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The ultrawealthy love niche investments, but not hedge funds.
June 30
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The agency is continuing its focus on firms that have never been examined, including recently formed ones.
June 29
LibertyFi -
Thomas Reid is senior consultant at
LibertyFi , where he manages the billing for its partner firms executed through the Envestnet platform. Previously, he worked in SEC compliance and regulatory reporting at two large regional banks headquartered in Birmingham, Alabama.June 29
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An independent investigation found no evidence of a pact with Wells Fargo’s attorney but omitted mention of the other big questions emanating from the case.
June 29
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J.P. Morgan senior executive Kelli Keough dissected the artificial opposition between digital tools and human advice at FP’s recent INVEST 2022 conference.
June 29
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Zack Scott serves as Management Consulting’s Strategy Lead for Financial Services International at digital consultancy
Publicis Sapient , delivering large-scale digital transformation programs across EMEA. Previously, he was Principal at Oliver Wyman within the financial services practice, investment analyst at Hay Creek Hospitality and he’s on the Board of Trustees of Wyman Worldwide Health Partners.June 29
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Amanda Dolina, CPA, CAPM , is the founder of West Bridge Finance Solutions, a consulting firm specializing in strategic financial and accounting guidance for small and midsized businesses and nonprofit organizations. With extensive experience in implementing robust accounting processes, auditing, consulting, and financial reporting, she provides insights and practical solutions to her clients. She leverages technology to develop metrics and consolidate information, helping organizations of all sizes share and understand key financial data.June 29
