More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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Experts say combining the right tech with human know-how can help small firms keep up with their massive counterparts.
May 5
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While the regulator claims stricter access and education requirements may protect retail investors, it’s argued that financial advisors can do a better job.
May 5
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A $185 million funding round led by Valar Ventures Management has propelled the Canadian fintech to unicorn status.
May 5
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In May 2021, Marlene was selected as a senior analyst in RSM’s cutting-edge Industry Eminence Program, which positions its senior analysts to understand, forecast and communicate economic, business and technology trends shaping the insurance industry. As an accomplished leader, she brings her clients a matchless perspective having spent more than 20 years in the insurance industry.
May 5
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Tom Tovar is CEO and co-creator of Appdome, a no-code mobile security solutions platform. Prior to Appdome, Tom served as executive chairman of Badgeville, an enterprise engagement platform acquired by CallidusCloud; CEO of Nominum, a DNS security and services provider that was acquired by Akamai; and chief compliance officer and VP of corporate development and legal affairs at Netscreen Technologies. He began his career as a corporate and securities attorney with Cooley Godward LLP.
Tovar holds a JD from Stanford Law School and a BBA in finance and accounting from the University of Houston.
May 5
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Scott Snider is the president of the
Exit Planning Institute and a nationally recognized industry leader, growth specialist and lifetime entrepreneur.May 5
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In a panel held by NASAA, experts from giant wealth managers explained how reps and their teams often serve as the first line of defense.
May 4
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A 38-year veteran financial advisor won a significant award in FINRA arbitration after a brokerage claimed he made unauthorized trades.
May 4
