More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
-
An Ameriprise advisor and the head of its employee brokerage share their thoughts on building the next generation of talent.
-
Vanguard Group will give some American Express credit card customers access to financial advice, a business the fund manager is working to build up.
April 12
-
David Hu apologized to the firm’s investors and clients, as well as his wife and two children, before being sentenced.
April 12
-
Ravi Swaminathan is a cofounder and the CEO of
TaskHuman , a real-time digital coaching platform that connects each employee, individually, with a global network of coaches over video call in nearly 1,000 topics of daily work and personal life.April 12
-
Even if they dislike digital assets, wealth planners have a fiduciary duty to understand their confusing and murky tax treatment.
April 11
-
A SIFMA conference panel discussed the issues that are keeping the profession predominantly white and male.
April 11 -
Carson Group adds an executive, the SEC proposes SPAC rules, FINRA is looking for advisory committee members and more.
April 11
-
Tokenization can unlock new hedging and investment opportunities.
April 11
Diamond Standard -
Cormac Kinney is the founder and CEO of Diamond Standard, the producer of the world’s first regulator-approved diamond commodities. Diamond Standard is a technology developer, diamond market-maker and commodity producer headquartered in New York City.
April 11
-
Regional ties such as being fans of the Buffalo Bills and Sabres led to the deal, which is being backed by the family office of the teams’ owners.
April 11
