More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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James (Chip) S. Mahan III is the chairman and CEO of Live Oak Bank.
September 10
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Today is National 401(k) Day, and a perfect moment to revisit retirement plans. Advisors can use these five strategies — from IRA rollovers to next-gen outreach — to help clients optimize their savings.
September 10
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Like many firms, Ameriprise has been pumping money into AI in recent years. But its dedication to technology goes back much further, says the firm's head of technology and service delivery.
September 10
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Steve Stock is an ACA-qualified accountant and ICAEW member who trained at KPMG. Over the 15 years since, he moved from group reporting accountant to financial director and shareholder across industries including automotive leasing, professional services and pharmaceuticals, working with both IFRS and U.K. GAAP along the way. He now leads FRS 102 Section 20 support and training at
Crunchafi as U.K. accounting manager, support and education, helping chartered accountancy firms across the U.K. and Ireland move onto the standard's on-balance-sheet lease model.September 10
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Regulators are stressing fiduciary and disclosure obligations for advisory firms. Adding human oversight to AI outputs is often the answer.
September 10
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Interactive Brokers, also known by its hot ticker symbol of IBKR, shares much more fee information than most custodians, without revealing much in the way of its scale among RIAs. Can it gain greater reach in a competitive channel?
September 9
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Deb Misra is founder and CEO of
Engineersmind , a New Jersey-based AI and data engineering firm serving financial services, healthcare and enterprise clients since 2016.September 9
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Elizabeth McCaul served as New York State's Superintendent of Banks from 2000 to 2003 and Acting Superintendent from 1997-2000. Most recently, she was a member of the European Central Bank's supervisory board.
September 9
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Roger W. Ferguson, Jr. served as a member of the Federal Reserve Board of Governors from 1997 to 2006. From October 1999 through the end of his term, he was vice chair of the Federal Reserve.
September 9
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