More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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An equity investment plan can help clients get over timing decisions, writes Don Bennyhoff.
April 28
Portfolio Solutions -
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The Swiss bank added a sprinkle of new US advisors for the first time in years, amid record quarterly profits and plans for global job cuts.
April 27
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Alex Horowitz is a senior research officer with The Pew Charitable Trusts’ consumer finance project.
April 27
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Profits slumped last year and many investors are now voicing their displeasure with the compensation awarded to senior leaders. A nonbinding “say on pay” vote taken Tuesday passed narrowly, but Chairman Charles Noski indicated that the board will take the results into account when designing future pay packages.
April 27
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Sharon R. Bilar is a trusts & estates attorney in private practice in New York City.
April 27
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The RIA roll-up could make as many as a dozen deals in 2021 through the new source of capital, CEO Marty Bicknell says.
April 27
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The actively managed offering will be available as soon as this summer, according to sources familiar with the plans.
April 27
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In releasing their annual snapshot, state securities agency officials pledged to provide clarity around the compliance headache for small practices.
April 27
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If passed, the package would end the step-up in basis provision, which will mean significantly larger tax bills for wealthy estates.
April 27
