More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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Alphonso David is a civil rights attorney and the president and CEO of the Global Black Economic Forum.
December 5
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Henry Robert Gleckler IV's dispute with JPMorgan over his alleged solicitation of his former clients now heads for a resolution before a FINRA arbitration panel.
December 5
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Also, Cresset extends its reach in Texas, Janney recruits from Wells Fargo and Ameriprise, Merrill draws from Wells Fargo and Mercer acquires a $1B firm.
December 4
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Current market conditions and declining interest rates make small-cap ETFs an attractive option for diversification, but choosing the right one requires a hard look at the details.
December 4
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Nearly all the brokers who dropped their FINRA registration in the wake of tougher rules kept their insurance licenses, according to newly published research.
December 4
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Sean Vicente is the KPMG US Sector Leader for Insurance, leading the US Firm's insurance advisory, tax, and audit practices. Sean has over 30 years of experience in the sector spanning the breadth of our businesses in assisting clients with reporting and SEC filings, leading transactions, supporting transformations, and driving operational excellence. He is passionate about bringing the full strength of KPMG's unmatched culture and collective capabilities to solve complex challenges and deliver meaningful outcomes.
December 4
