More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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Ashley Hutto-Schultz is a senior associate in the Corporate and Finance practice at Hogan Lovells.
December 24
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Aaron Cutler is a partner and head of government relations and public affairs practice at Hogan Lovells.
December 24
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Jo Stahl is fiduciary tax administrator at Prairie Trust, a division of Waukesha State Bank. Reach her at (262) 522-7413 or
jstahl@waukeshabank.com orhttps://prairietrust.com .December 24
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Roberta Rafaloff is the vice president of institutional income annuities at MetLife.
December 24
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The wealth manager whose parent firm also owns an insurer and asset manager settled its third case involving the same time period.
December 23
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The allegations involving 12b-1 fees, cash sweeps and commissions also include violations of best execution rules.
December 23
