More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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The Office of the Comptroller of the Currency says JPMorgan Chase’s fiduciary unit lacked sufficient controls to manage risk and avoid conflicts of interest.
November 24
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Once a laggard, the index and its cyclical components have shot up 13% since Halloween, putting it on track for the best month since 1987.
November 24
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Prem Shah is the executive vice president for specialty pharmacy and PBM product innovation at CVS Health.
November 24
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Loose monetary policy and huge stimulus injections have some investors questioning the validity of traditional long-term approaches.
November 24
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As some firms closed their doors, the regional BD saw a selling point for new recruits and existing FAs in a different approach.
November 23
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Far from commoditized, digital advisors' performance varies widely, according to new research.
November 23
