More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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The independent firm has been an aggressive recruiter since its founding in 2013.
September 29
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The Justice Department filed two counts of wire fraud against the firm but agreed to defer prosecution under a three-year deal that requires the bank to report its remediation and compliance efforts to the government.
September 29
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The agency would have us take a step backward and limit the use of forward-looking datasets.
September 29
Entelligent -
Debra Schwartz is president and CEO of Mission Federal Credit Union in San Diego, Calif., and chairman of NAFCU.
September 29
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If this year has taught our industry anything, it’s that the key is to stay nimble.
September 29
Kalos Financial -
Erik Setterlind is the senior vice president of investment management at Kalos Financial.
September 29
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Donald Trump has all but promised to dispute the election outcome if he loses. Wall Street’s taking him at his word.
September 29
