More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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The extension to Aug. 8 was offered by Sen. Ben Cardin, a Maryland Democrat, and cleared the chamber by unanimous consent. The House has yet to take up the bill but could pass it as soon as Tuesday night.
June 30
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This year’s survey results reveal challenges for independent broker-dealers and their future growth.
June 30
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Grappling with margin pressure, consolidation and fragmentation, the sector questions its identity.
June 30
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Wealth management firms should define success by how well their operations perform under pressure, Kestra Financial COO Kris Chester says in an episode of Financial Planning’s podcast.
June 30
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The basic yet revealing query shows why it’s not just about FINRA registration as a BD and 1099 contractor status for advisors.
June 30
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For the first time, the ranks of the top 25 firms according to their annual business include single entries for IBD networks.
June 30
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This interactive tool provides the full collection of data from Financial Planning's 35th annual study of the largest firms in the space.
June 30
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