More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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The fund ditched its tail-risk protection weeks before the coronavirus sent stocks into a tailspin, according to people familiar with its decision.
April 13
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Compliance attorneys for large wealth managers outline which questions are critical in light of the substantial regulatory requirements.
April 13
Alston & Bird -
Gregory Matisoff is an associate in Venable LLP’s Tax and Wealth Planning Practice.
April 13 -
Carol Calhoun is a counsel in Venable LLP’s Tax and Wealth Planning Practice.
April 13 -
Katherine Doty Hanniford is a senior associate at Alston & Bird LLP in Washington, D.C., on the firm’s Technology & Privacy and Cybersecurity Preparedness & Response teams. She focuses her practice on cybersecurity and privacy compliance and enforcement.April 13
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Tim Foley is counsel at Alston & Bird LLP in Washington, D.C., in the firm’s Financial Services & Products Group. He advises broker-dealers and other financial institutions in regulatory compliance and enforcement matters involving the SEC, FINRA, self-regulatory (SRO) agencies and state and foreign regulatory agencies.April 13
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