More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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A unique mutual fund type is gaining ground with advisors, according to the FPA's newest survey. Advisors say the data points to a broader trend of planners shifting away from investment management.
June 6
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By far the most significant factor behind the jump in this month's Financial Advisor Confidence Outlook (FACO) was the outlook for the overall economy.
June 6
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Finding the right time to launch a registered investment advisory firm and the importance of building lasting client connections all play into advisor success.
June 6
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Ted Callahan is director of partnerships and strategy, QuickBooks Partners Segment, at
Intuit , where he focuses on further deepening Intuit's partnership and relationship with the accountant community.June 6
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LPL Financial also pulls an advisory team from RBC, and Cetera hires a chief fiduciary officer for its trust subsidiary.
June 6
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Retired investor Tracy Driver alleges he was encouraged to put millions into a now delisted media company and then lost more through unauthorized sales of "prized" shares in Nvidia, Microsoft and Alphabet.
June 5
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Kristy Short, Ed.D, has been serving the accounting profession for more than 25 years with expert consulting, coaching and support in the areas of content development and strategy. Having developed thousands of pieces — from business books and white papers to blogs and marketing materials — she provides firms and vendors with content that reflects their unique voice, converts, and supports a high-powered content and communications program. Reach her at
support@type5content.com .June 5
