More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
-
Jane Buffett claimed in a court filing Tuesday that she's been told by her co-trustee that she's to receive less than $2 million annually,
June 5
-
The firm is allocating as much of 20% of clients' portfolios to private credit, a market it was even in three years ago.
June 5
-
Contextual guardrails allow financial advisors to put potential losses into tangible and manageable perspective for clients.
June 5
Income Lab -
-
A recent report by Cerulli found that more than one-third of affluent investors said they prefer fee-based planning. But advisors on the ground say clients are often confused about fee-related labels and need help understanding pricing models.
June 4
-
A relatively small fraction of financial advisors can speak languages other than English, making multilingual planners a distinctly valuable asset for firms looking to attract and retain clients.
June 4
-
This comes as the latest move by U.S. banks into the crypto industry after President Trump began removing regulatory barriers.
June 4
-
The program to coach Division I players on wealth management concepts comes as they navigate new layers of complexity from new sources of potential pay.
June 4
-
Investor advocates and others worry that recent changes to who can serve on FINRA panels will exclude arbitrators most likely to be sympathetic to ordinary investors.
June 4
-
Prince-Alex Iwu is an associate with the law firm Diaz, Reus & Targ. Prince-Alex's expertise includes international arbitration, corporate investigations, compliance and cross-border disputes. He advises clients in navigating complex regulatory frameworks, including sanctions and financial crime compliance.
June 4
