More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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Today, Natalie Wolfsen is CEO of Orion Advisor Solutions, but years ago, her future was less clear after a business she had co-founded went under.
October 25
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Ryan Falvey is co-founder and managing partner of Restive, a venture fund that invests in fintech. Prior to founding Restive, Ryan led the development of the Financial Solutions Lab, a partnership between JPMorgan Chase and the Financial Health Network. Before managing the Lab, Ryan worked with leading tech firms to develop payment solutions at Silicon Valley Bank. He also served as Strategy Group Lead at Enclude Solutions, overseeing global strategy consulting work around mobile-enabled financial products.
October 25
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Final regulations are also available for the Advanced Manufacturing Production Credit established by the Inflation Reduction Act.
October 25
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An LPL vice president testified that 30 former Ameriprise advisors imported client information for accounts with more than $1 billion under management and $16 million in yearly revenue generation.
October 25
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Modern Wealth also pushes its AUM over $6 billion with an M&A deal, and Americana Partners of Dynasty Financial gets private equity backing.
October 25
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Wall Street is rolling out a new breed of ETFs with varying degrees of exposure to megacap technology shares.
October 25
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A suit filed in federal court marks the third time in recent months that Charles Schwab and its affiliates have been accused of failing to prevent elderly clients from being swindled out of their life savings.
October 24
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Brandon Carl is executive vice president, AI and product strategy at Smarsh, a provider of compliance, supervision and e-discovery solutions for companies in highly regulated industries, including public sector and financial services.
October 24
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