More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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More than a half dozen experts explain the key practice management and professional development implications of behavioral finance and financial therapy.
June 28
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The broker-dealer self-regulator argues that the enforcement decline is a result of its success in driving bad actors from the industry.
June 28
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Juan Correa is an associate vice president at
BCA Research 's Global Asset Allocation service.He has been a guest lecturer at McGill and Concordia University, and he holds a BCom in Finance and Economics from McGill University, as well as the CFA designation.
June 28
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An innovative nonprofit's grant program enlists pro bono financial planners in an effort to keep longtime residents in place in a gentrifying area.
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Jill Cetina is an executive professor of finance at Texas A&M University. She is a former associate managing director of U.S. bank ratings at Moody's, and the former vice president of supervision at the Federal Reserve Bank of Dallas.
June 28
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A divided Supreme Court threw out a decades-old legal doctrine that empowered federal regulators to interpret unclear laws.
June 28
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CHIP founder and CEO Dana Wilson originally created the platform as a directory of financial professionals of color. Now, Wilson wants to use the platform to address the racial wealth gap.
June 27
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UBS is reorganizing its global wealth management arm, pursuing aiming to bring more investment services to ultrarich clients.
June 27
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The high court ruling deals a serious blow to a system that critics contended had allowed regulators to act as proverbial judge, jury and executioner.
June 27
