More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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After more than a decade of opposition, the Securities and Exchange Commission has given the green light.
January 10
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The agency's potential retirement regulation got slammed at a congressional hearing and in thousands of industry-driven form letters calling for its withdrawal.
January 10
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Nick Maynard is a senior vice president at
Commonwealth , a national financial nonprofit that builds financial security and opportunity for all through cross-sector collaboration.January 10
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Millions of dollars are at stake for dozens of former employees — but the case also raises questions about the federal law governing retirement plans.
January 10
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For advisors seeking a type of independence that defies industry norms of success, two female CFPs have launched a co-op promising to be a firm of one's own.
January 10
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The Canadian lender continues to look south of the border for growth in its wealth management business.
January 10
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The longtime fintech reporter and Financial Planning Podcast host says goodbye after moving on to a new opportunity.
January 10
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Martin Henley is CEO of mea Platform, which he launched in 2021. With 20+ years spent modernising insurance operations worldwide, Henley has held senior technology posts across the industry, including as group CIO of XL Catlin (now AXA XL). Today, he channels that experience into fusing industry knowhow with AI, steering mea's continued triple digit growth.
January 10
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The broker-dealer industry's self-regulator warns of risks also related to cryptocurrencies and off-channel communications.
January 9
