More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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The Securities and Exchange Commission approved new rules that would require entities to disclose material cybersecurity incidents.
July 26
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Geraldine Garaud is a director analyst in the finance practice atGartner . She provides guidance in a number of key areas, such as finance strategy, organization design and change management, and advises clients on effective finance transformation programs.July 26
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As many firms struggle to retain younger advisors, here's what one firm is doing to solve for succession problems down the road.
July 25
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A discussion about how AI is transforming wealth management focused on current applications, next-level concerns and where the tools fit in an advisor's workflow.
July 25
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After the regulator's report raised questions about fairness to investors, PIABA is seeking new rules that would require advisory firms to make it easier to file complaints.
July 25
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Kevin Sweeney is a former federal tax prosecutor. He is currently a shareholder in the Philadelphia Office of
Chamberlain Hrdlicka , where he focuses on IRS audits, civil and criminal tax litigation, white-collar criminal defense, and corporate investigations. He may be reached atksweeney@chamberlainlaw.com .July 25
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John Kirbo is a senior counsel in
Chamberlain Hrdlicka 's tax controversy practice in Atlanta. He has a background in business transactions, as well as both civil litigation and criminal defense, primarily in federal district court. He is skilled at solving complex problems for clients through litigation or other more creative means. He may be reached atjohn.kirbo@chamberlainlaw.com .July 25
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Tom Cullinan is a shareholder in
Chamberlain Hrdlicka 's Atlanta office. He works in the firm's tax controversy group, focusing on tax, tax controversy and litigation. Before joining the firm, he worked at the IRS, serving as the counselor to the IRS commissioner and then as the acting IRS chief of staff. As relevant here, while at IRS he co-led the creation of the Office of Promoter Investigation. He may be reached attom.cullinan@chamberlainlaw.com .July 25
