More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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CEO David Solomon sees potential for business in the wake of a merger involving two of its rivals for business among the ultrawealthy, he told analysts.
April 18
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The sale of $15 billion Grove Point Financial comes as smaller broker-dealers confront market headwinds.
April 18
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After 13 years at the helm, Wise's exit has sparked a search for the fintech provider's next full-time CEO.
April 18
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CG Advisor Network leaves Geneos Wealth and changes its primary custodian from Schwab's TD Ameritrade.
April 18
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Dushyant Sengar is the director with the valuation & capital markets analysis team.
April 18
- Former broker accused of duping friends, classmates and colleagues out of $1M in crypto-fueled fraud
A securities expert says the Ponzi-like plot allegedly carried out by a former Deutsche Bank investment banker is a sign that regulators need to provide crypto clarity.
April 17
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YorkBridge Wealth, which has $1 billion in client assets, brings a team of a half dozen employees under two founding ex-wirehouse advisors.
April 17
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Investor advocates argue that Massachusetts was within its right to hold broker-dealers to a higher standard.
April 17
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Shan Haq is vice president of corporate strategy and development at
Transcepta , a cloud-based AP automation platform. Haq is responsible for shaping Transcepta's strategy for new markets, products and alliances. Through leadership roles in corporate strategy, marketing and product management, Haq has successfully grown businesses within Microsoft, Deloitte Consulting and Boeing Space and Technology.April 17
