More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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The justices' decision in SEC v. Cochran could ultimately reduce the power of administrative law judges over advisors and broker-dealers.
November 8
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Titi Cole of Citi, Ellen Patterson of Wells Fargo and Ernie Johannson of BMO swapped tales and tips on being mentors and mentoring others, at American Banker's Most Powerful Women in Banking conference.
November 8
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The third title in six years for the respected program highlights how financial advisors and wealth management firms are investing in the future of the industry.
November 8
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Taking the prize in annual installments over 29 years, rather than all upfront, dramatically increases the windfall. Lottery victors with seven-figure winnings can also reduce their tax bill.
November 8
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Jamie Peers is the Vice President of Business Development and Alliances for
Synatic , overseeing strategic partnerships, business growth, and GTM strategies.November 8
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Cannabis, health care, energy, technology and other equities could swing immediately after the Congressional elections, depending on the outcome.
November 8
