Independent advisors

The Federal Trade Commission's proposal would not extend to non-solicitation clauses, which are far more common among brokers and advisors.

Some think planners need to be more forthcoming about how much of their investing work is being entrusted to third parties.

Government watchdogs propose more oversight amid collapse of crypto and falling markets.

Industry advocates worry the federal agency's proposed rule would undermine the business model that allows advisors and broker-dealers to act independently.

Reports and recruiters say that smaller firms, more flexibility and greater diversity are increasingly popular with industry job seekers

Industry representatives fear DOL misclassification rule will lead to costly court battles

The SEC is issuing stark warnings about the funds, even though it approved them for investors.

Let them know how — and how hard — you are working to secure their financial goals amid volatile markets.

Stock market woes are depressing earnings for advisors who charge on client assets, but the pass-through benefit and a health insurance deduction can alleviate a lot of the pain.

The guidelines can help planners with charitably minded clients steer clear of compliance thickets and run-ins with the IRS.

Discussing the impact of rising consumer prices with friends and family can help alleviate financial stress.

At our firm, we’ve accepted that the way people work and the environments in which they work have changed for the long haul, and we have taken a hybrid approach to returning to the office.

From pay and perks to avoiding burnout, this is what advisors want, according to an Arizent research report.

Even stodgy Wall Street brokerages are loosening up as they try to win the war for talent.

The benchmarking product can compare advisors to peers, but experts say that users should keep their personal goals top of mind.

From retirement and inflation to Putin and the best corporate desk toys, we have the details.

While the chances of scrutiny are relatively low, these issues can put a wealthy taxpayer on the agency’s radar.

Incentives given to commercial bankers to work with and refer business to wealth managers are critical.

Skience’s Marc Butler shares four tips for broker-dealers that want to stay independent.

Valuations are growing, but not as quickly. Brand is key. Size matters.