-
American Century has hired an army veteran as its newest vice president.
February 4 -
The Securities and Exchange Commission last month promoted George Canellos, currently Deputy Director of the Division of Enforcement, as Acting Director
February 4 -
UBS financial advisor Gregory Klenke, number 13 on the Top 40 Under 40 list, says that working with corporate executives stock compensation requires careful planning and managing emotions.
February 4 -
Looking for that next career opportunity has changed. Long gone are the days of paper resumes. Today, you need to be innovative in order to be seen.
February 4
-
Stifel Financial Corp. Chief Executive Officer Ron Kruszewski paused in mid-sentence and asked an employee for the list, a chart showing in red which of the St. Louis-based firms rivals have closed or sold out...
February 1 -
Stadion Money Management has found itself a new distribution partner.
February 1 -
A new addition has helped Focus Financial Partners, the largest partnership of independent wealth management firms, further develop its New York presence.
February 1 -
Merrill Lynch financial advisor Goran Bojovski, number 14 on the Top 40 Under 40 list, says that focusing on corporate retirement plans helps him serve a range of clients.
February 1 -
Senior editor Ann Marsh wrote that more new RIAs were hanging onto commission income rather than choosing a pure fiduciary role. Investment advisor Tom Brakke weighed in on Twitter: I wanna be called an RIA but I sure like that commission income. Whats your opinion? Weigh in with your comments below.
February 1
Financial Planning -
Jeff Knight, who previously led Putnam Investments Global Asset Allocation investment unit, which manages specialized multi-asset class portfolios for retail and institutional clients, has left the firm to pursue other opportunities, according to the firm.
February 1
