Industry

‘This move highlights the increasing regulatory burdens faced by independents and the solutions that Stifel can offer,’ regional director Kevin Ortmeyer says.

M&A deals have picked up pace as tech firms bring more complex products to market.

Advisors have been ditching some of the larger firms for greater latitude.

Thirteen executives were recently tapped to lead wealth management and related investment services groups at several financial institutions, including Fifth Third, SunTrust, Wells Fargo and U.S. Bank. Find out who they are and what their new roles entail.

The industry group is seeking restrictions on how brokers can describe their services and responsibilities.

A working financial planner assumes leadership of the board as its influence in Washington and nationwide hits a high mark.

The combination of the three practices will establish a key fiduciary advisor in the retirement planning industry.

Advisors reported significant growth in assets under management and expect more of the same in the coming months.

Industry critiques of Wealthfront reflect doubts about first-generation digital platforms.

The firm has appointed company veteran Doug Brigman to run the Tampa Bay complex.