Industry

Inspired by his football coach to consider planning, Raymond James complex manager Tony Barrett has focused on team success and the inclusion of African American advisors.

Family-owned Johnson Bank will boost its AUM to $8.5 billion after the acquisition of the Milwaukee-based RIA.

Beleaguered RCS Capital to give details of an advisor retention plan by Jan. 8

The head of the wealth management business is stepping down, while Colm Kelleher has been named president of Morgan Stanley, according to memos sent to employees.

Four recruits moved between the boutique wealth managers, making them the latest Credit Suisse advisors to pass on an offer to join rival firm Wells Fargo.

A few banks started paying their advisors by salary years ago--now others are considering the same.

J.P. Morgan Securities agreed to pay $4 million to settle the charges, according to authorities.

Pathstone's merger with Federal Street is "a defining deal for firms serving the UHNW segment," says industry consultant Jamie McLaughlin.

The acquisition of the RIA firm is expected to increase BOK's assets under management by about $340 million.

A willingness to learn and adopt technology when it was still considered a fad helped John DiCiaccio refine ways to use it effectively in his practice.