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The Dallas-based hybrid RIA has more than 100 reps, and, if they follow the chief’s exit, it would be the the No. 1 IBD’s largest loss since 2019.
June 11
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The case against Centaurus Financial comes after the industry and consumer advocates decried the previous administration’s approach for different reasons.
June 10
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The PE-backed hybrid RIA is acquiring a practice with nine financial advisors managing $1.46 billion in client assets.
June 9
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The technology debuted at the annual INSITE conference reveals how the firm is looking to expand market share among advisors and fintechs.
June 9
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The co-founder of Edelman Financial Services will now dedicate his energy to his recently launched RIA Digital Assets Council.
June 8
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Some lawmakers have slammed legislatures for kicking their own residents while they’re down.
June 8
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Cardea Capital signs up for the technology just weeks after a rival attacked the fintech’s methodology and levied accusations of racism.
June 8
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Even with a 15-year window to pay taxes, a near-doubling of the capital gains rate and the elimination of the step-up in basis loophole will make a sale expensive.
June 8
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It’s unclear whether the independent firm will retain any broker-dealer or RIA affiliation with Raymond James.
June 7
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The trio of advisors leaving Commonwealth for the regional firm are its largest “reverse breakaways” ever.
June 7
