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The firm has 20 teams that cater to ultra-high-net-worth individuals in the Sunshine State, and has plans to double that over the next few years.
February 26
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The growing practice’s founder dropped his FINRA registration after 14 years with KMS Financial Services.
February 25
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Self-directed investors have opened more new accounts at the firm in 2021 than in the third and fourth quarters combined.
February 25
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The new additions represent Rockefeller’s first foray into Colorado.
February 24
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More than three-quarters of those who passed the test studied at least 10 hours-per-week, according to a recent study.
February 24
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The Depository Trust & Clearing Corporation is offering a blueprint for speeding up the settlement process.
February 24
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Pete Dorsey is the latest member of TD Ameritrade’s leadership team to part ways with the company after it was acquired by Charles Schwab.
February 23
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The wirehouse picked up a 43-year veteran from its rival.
February 23
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The unit has $603 billion of assets under management and employs more than 450 investment professionals.
February 23
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Prior to the deal, the company had been making deeper forays into traditional wealth management custody.
February 23
