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Conrad Siegel Investment Advisors's parent company serves defined benefit and 401(K) plans. Executives at those client firms became the clients for the advisory spinoff.
February 6 -
The recruit takes on a new role as complex manager at the firms latest office in Birmingham, Ala.
February 6 -
New hire will split his time between two community banks that Wintrust's holding company owns in the greater Chicago area.
February 6 -
Two veteran wirehouse advisors joined regional broker-dealer Wunderlich.
February 6 -
Merrill Lynch wants to position its wealth managers to better help their clients navigate the hurdles of old age.
February 5
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Two UBS advisors managing $170 million in assets joined Baird.
February 5 -
The senior regional vice president will oversee new bank and credit union clients for Cetera in the eastern part of the U.S.
February 5 -
These firms have made advisor-friendly cultures a crucial part of their success in both retaining advisors and recruiting new ones.
February 5
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The former branch vice president will now serve high-net-worth clients at the banks Los Angeles office.
February 4 -
The industry regulator says increasing oversight of RIAs is a "top priority" as it appeals to Congress for a funding increase to hire more examiners.
February 3
