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As Chief Investment Officer of Kestra Investment Management, Kara relies on her extensive investment experience to provide independent financial professionals with the expertise and tools they need to serve their clients. Kara was most recently Chief Investment Officer and Managing Director at Goldman Sachs Personal Financial Management, where she provided advisors with a broad array of investment advice, tools, and services.

Saurabh Narain is the president and CEO of National Community Investment Fund.

14.8 million participants switch employers every year — and 33% of workers have stranded a 401(k) savings account in a former employer’s plan at least once.

The hybrid LPL enterprise is purchasing a fee-only practice as part of its first foray into a major wealth management market.

Sarah O’Sullivan is an accounting director at LeaseQuery, a purpose-built lease accounting software solution.

A legacy insurance institution has entered a placement agent agreement with cryptocurrency platform NYDIG.

Nicholas Spagnoletti, 52, had “images and videos depicting the sexual exploitation and/or abuse of a minor” on his phone, investigators say.

With $2.6 trillion in total assets, the firm is by far the biggest name yet that’s seeking to make such a move.

Here's what you missed this week in wealth management.

The CFP Board requires two to three years of experience but doesn’t have any structured program for financial planners to meet that requirement.