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The trade group’s continued support comes with caveats as advocates for a stronger rule express hope that the Biden administration will change the 2019 regulation.

The number of registered investment advisors in the Sunshine State is up 27% over the last 5 years.

To meet the needs of the swelling ranks of women investors, Wall Street needs to grow our own female advisors, writes Judy Morrill.

Judy Morrill has over 30 years of investment experience working with high net worth families and non-profit institutions. She is currently is a Managing Director and Portfolio Manager at Silvercrest Asset Management Group, an independent wealth management firm based in New York. She holds an MBA in Finance from New York University’s Stern School of Business, and a BA in Political Science and French from Hollins University.

Eliminating the step-up in basis for calculating taxes may not become law, but it’s worth exploring options with your small enterprise-owner clients, says Sophia Duffy.

O’Connell violated six state laws, according to a regulatory complaint.

The asset management giant announced new policies on climate change and gender balance Monday that include requirements for portfolio companies to manage their environmental impact.

Ed DeMarco is the head of non-financial risk at the Risk Management Association.

With Intelliflo, the insurance giant hopes to expand agents’ ability to offer wealth management and financial planning.

Join the newly appointed executive for a look at the changes happening at the online financial services company and broader fintech industry.