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Abe Smith is CEO of Paymentology.

More investors can now invest in private capital markets thanks to an SEC amendment that broadens criteria beyond wealth and income, writes Sophia Duffy.

Financial Planning continues its four-part analysis of core compensation components at wirehouse, regional and national BDs.

Despite record growth in wealth management, an otherwise rosy earnings report was marred by $911 million loss related to Archegos Capital.

The Internal Revenue Service is suspending a requirement for taxpayers who received too much on their advance payments for the Premium Tax Credit last year to repay the excess amount.

Investors betting on a post-pandemic world are sending cash to riskier companies acutely sensitive to the economic cycle.

Alan Becker is president and CEO of Retirement Solutions Group (www.rsgusa.net) and author ofReturn on Investment or Reliability of Income? The True Meaning of ROI in Retirement. He is an Investment Adviser Representative, has passed the Series 65 securities exam, and is insurance licensed in multiple states, including Kansas and Missouri. Becker also hosts two radio shows. He is a U.S. Navy Veteran and is involved with veteran-related charity endeavors.

J. Kevin Porter is CEO of SentryHealth. SentryHealth drives better health and wellbeing nationwide through personalized, full-service wellbeing management solutions. Their technology-driven approach redefines the wellness experience through a unique fusion of advanced analytics, industry-leading programs, and high-touch employee outreach.

While its investment strategy may be relatively immovable, the Austin, Texas-based firm has accepted that its approach may need to move with the times.

Moves and news at Stifel, Avantax, Cetera, D.A. Davidson, John Hancock Retirement and other quick takes from the week in financial advice.