The Latest

A new proposal would allow firms to tack three additional months onto the amount of time they can place holds on the accounts of clients 65 and older in cases of suspected financial exploitation.

John Griffin, co-founder and CRO of m3ter, has more than a decade of experience in usage-based pricing, having first encountered it at GameSparks (acquired by AWS in 2017) and then spending over three years at AWS learning best practices from its world-class UBP business before leaving to start m3ter.    

Last January, one of the deadliest and costliest wildfires in modern U.S. History struck, leaving those who survived with hard-won wisdom about how to prepare clients for the next disaster.

Plan sponsors show growing interest in private market investments for 401(k) plans, but regulatory uncertainty, fees and litigation risk continue to slow adoption, a Cerulli study found.

The regulator considers raising the AUM threshold it uses when considering how newly proposed rules are likely to affect small RIAs.

Vanguard's latest poll and analysis offers a multifaceted explanation into how financial advisors should talk about their value to clients and prospective customers.

Sid Paruthi is a principal at Baker Tilly who specializes in transfer pricing.

Emir J. Phillips is an associate professor of finance at Lincoln University.

The platform can offer a wide audience, but with serious content moderation and other concerns, is remaining active worth it?

After taking the reins in February, Shoukry has led Raymond James in a year marked by strong recruiting from Commonwealth Financial Network and other firms and records for advisor headcounts and net revenues.