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There are still plenty of challenges and potential changes on the horizon. Here’s what to watch for.

Waddell & Reed had been working in recent years to transform its “proprietary broker-dealer into a fully competitive independent wealth manager.”

Soumi Eachempati is CEO of Chelsea Health Solutions and a retired professor of surgery and public health.

The potential for higher rates in 2021 is real, but exactly what the rate would be, and who would pay those rates, is far from certain.

Potential customers include hedge funds, crypto miners and over-the-counter trading desks

The firm has added 42 advisors this year with a combined $3.8 billion in AUM.

Alterations include higher hurdles for cash pay, a grid stretch for deferred compensation and new bonuses.

Dave Parker is chief product officer at LoanLogics.