The Latest

  • The benefit is becoming more popular now that it can be offered and managed digitally.

    November 16
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  • Carrie Augustine, CPA, is senior industry principal at Oracle NetSuite.

    November 14
    Augustine-Carrie-Oracle NetSuite
  • The more out-of-left-field the change, the more profound the lesson learned, our columnist has found in the corporate and individual practice realms.

    November 13
    Allan S. Roth
    Wealth Logic
  • Jenn Kischell serves as vice president of Workforce Engagement, a unit within MetLife’s Financial Wellness and Engagement organization. With more than 25 years of experience, Kischell works with internal and external partners and customers to provide key enrollment communications and financial literacy. She is responsible for ensuring an understanding of the market, responding to customer demands, and supporting an infrastructure to drive successful sales and engagement with group customers and their employees.

    November 13
  • Former CEO John Stumpf agreed to pay a $2.5 million penalty to settle civil charges tied to the bank’s fake-accounts scandal. Former community bank head Carrie Tolstedt did not agree to a settlement and is now facing a lawsuit that alleges she committed fraud.

    November 13
    Former Wells Fargo CEO John Stumpf, left, agreed to a lifetime ban from the banking industry earlier this year. Carrie Tolstedt, the former head of community banking, faces a $25 million fine from regulators.
  • Rob Levy is vice president of research and measurement at the Financial Health Network, where he leads the research and thought leadership practice.

    November 13
    Rob Levy
  • SEC

    The former U.S. attorney for the Southern District of New York was also once a top aide to Senate Minority Leader Chuck Schumer.

    November 13
    Preet Bharara, former U.S. attorney for the Southern District of New York, speaks as Christine Todd Whitman, former governor of New Jersey, right, listens during a news conference at the National Press Club in Washington, D.C., U.S., on Tuesday, Oct. 2, 2018. The two co-chairs of the National Task Force on Rule of Law and Democracy announced recommendations to strengthen government ethics and protecting against interference in the work of law enforcement. Photographer: Andrew Harrer/Bloomberg
  • Ryan McMahon leads Cambridge Mobile Telematics' Insurance and Government Affairs group, which works with partners around the globe to deliver results from their connected insurance programs. Ryan is passionate about technological innovation in the insurance industry. Before CMT, he worked in claims, product, corporate, and field marketing for both personal and commercial lines carriers. Ryan spent five years at Plymouth Rock Assurance where he ran the “More Than Just Insurance” platform and worked on a team to introduce the first of it’s kind telematics based rewards program to the U.S.

    November 12
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  • SEC

    OCIE's recent exam initiative uncovers widespread supervision shortfalls in large, geographically dispersed firms.

    November 12
    SEC entrance - Bloomberg News
  • The addition for Venture Visionary Partners grows its staff to 28 and total AUM to $3.7 billion.

    November 12
    The advisors left the wirehouse space for Venture Visionary Partners, an RIA launched by UBS star advisor Craig Findley.